Premium Service 2 - Tour

Note - for information on either Premium Service - 1 or 3, click on the respective links below:

As in PS1, the Lookup Disclosure Information screen is the starting point for searches by filer name, CIK number, stock symbol, audit firm name and/or audit firm ID. The primary differences for PS2 subscribers are that individual BackChannelReport (BCR) items are listed by filer, and comprehensive SOX 404 compliance analyses for both SEC filers/CPA audit firms can be accessed:

Sarbanes-Oxley - Financial and Accounting Disclosure Information

Total SOX

SEC filers

CPA firms

Firm offices

 

11,368

996

1,992

2005

TBP

EY-US

DT-US

 

84

75

72

 

12%

11%

10%

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• Back Channel Report
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Search using the following options:

• Filing Period - 2005

• Sort Order - Alpha

• Filer Size - All

• SIC Code - All

• Scope - All

• State - All

• Country - All
Lookup Disclosure Information

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Notes
Search Item: You can begin your search here by entering a company name or click here to see a complete listing of filers.
Search Option: If you know a filer's stock symbol or SEC CIK (Central Index Key) number, you can go directly to its detailed filings.
You can also search by CPA firm or firm ID, or browse through a list of registered accounting firms here.

 

Scroll down the page to see the results of your search below.
 Or, you can search by CPA name or view CPAs registered at accounting firms here.

 

Stock Ticker Symbol

Filer Name: McAfee, Inc.   [Back Channel Report]

Information
EDGAR 0000890801 SIC Code 73  (Business services)
Symbol MFE Exchange NYSE
Incorp DE Year-end 1231

Location
Address 3965 Freedom Circle
Region Santa Clara,  CA  95054  US (United States)
Contact Link

SEC Filings

-- 404 --

Period*

CPA Firm [Office]

M/A

I/C

F/S

Non-Audit

Total Fees

%

2004 Deloitte & Touche LLP
[San Jose,  CA  US]		 N Q U

$ 2,652,000

$ 8,654,000

30.6%
2003 PricewaterhouseCoopers LLP
[San Jose,  CA  US]		 NA NA U

$ 947,947

$ 8,064,675

11.8%
2002 PricewaterhouseCoopers LLP
[San Jose,  CA  US]		 NA NA U

$ 1,721,000

$ 3,643,000

47.2%
2001 PricewaterhouseCoopers LLP
[San Jose,  CA  US]		 NA NA U

$ 2,449,000

$ 4,042,000

60.6%
2000 PricewaterhouseCoopers LLP
[San Jose,  CA  US]		 NA NA U

$ 3,542,755

$ 5,005,980

70.8%

1  2  

* Click period for audit engagement details

Assessment

Audit Opinion
E - Effective U - Unqualified D - Disclaimed
N - Not effective Q - Qualified NA - Not applicable
NA - Not applicable A - Adverse --- To be entered

BCR Listings  [ Full ]

Date

Code

Period(s)

Description

2006-01-04 10310 1998, 1999, 2000 Company reaches settlement with SEC - will pay $50m
2005-03-31 10010 2004 Management Assessment Not Effective Internal Control
2004-03-09 10003 2003 Non-Reliance on Previously Issued Financial Statements
2003-06-12 11001 2000 Former Executive Pleads Guilty to Securities Fraud
2003-03-26 11001 1998, 1999, 2000 Non-Reliance on Previously Issued Financial Statements
2002-03-26 10100 1998, 1999, 2000 SEC Formal Order of Private Investigation

 
Sarbanes-Oxley  PO Box 7752, Huntington Beach, CA 92615  Contact: info@sarbanes-oxley.com Terms of Use

Clicking on any of the respective BCR codes will bring up a summary listing by filers for either the current period or all prior periods:

Lookup Back Channel Report Codes - Filers

Period: 2004

Return

BCR:  Current  All **

Code

BCR Description

Filers*

SIC

State

Country

10003 EDGAR 8-K (4.02) Non-Reliance on F/S

26

16

13

3
10004 EDGAR 8-K (5.02) Officer/Director Departure

1

1

1

1
10010 EDGAR 10-K (9) Material Control Weakness - 404

114

32

30

4
10100 SEC Inquiry/Investigation (Informal/Subpoena)

4

4

4

1
10900 SEC Statement

1

1

1

1
11015 DOJ Civil Action - Settlement

1

1

1

1
13500 Other Regulatory Body

1

1

1

1
14005 PCAOB Report - Audit Deficiencies

6

2

2

1
21000 Court - Federal/State Class Action - Non-Regulatory

1

1

1

1
30000 Exchange - Fine/Penalty

1

1

1

1

* Total filers are cumulative for each BCR category.

** All prior and current period BCR items for all prior and current period filers.

Clicking on any BCR code or filer category such as SIC code, state/country provides additional detail pertaining to other filers within those categories:

EDGAR 10-K (9) Material Control Weakness - 404 - 10010
Period: 2004

#

Filer Name

CIK Number

Symbol

1 CDI Corp 0000018396 CDI
2 708 Gym LLC 0001062982 BFT
3 99 Cents Only Stores 0001011290 NDN
4 Aaon Inc 0000824142 AAON
5 Accredited Home Lenders Holding Co 0001174735 LEND
6 Actuate Corp 0001062478 ACTU
7 Adelphia Communications Corp 0000796486 ADELQ.PK
8 Advanced Energy Industries Inc 0000927003 AEIS
9 AFC Enterprises Inc 0001041379 AFCE
10 Albany Molecular Research Inc 0001065087 AMRI
11 Alcan Inc 0000004285 AL
12 Allied Defense Group Inc 0000003952 ADG
13 Alpharma Inc 0000730469 ALO
14 Amcol International Corp 0000813621 ACO
15 American International Group Inc 0000005272 AIG
16 American Physicians Capital Inc 0001118148 ACAP
17 American Tower Corp 0001053507 AMT
18 Ampex Corp 0000887433 AMPX
19 Annuity & Life Re Holdings Ltd 0001051628 ANR
20 Apex Silver Mines Ltd 0001011509 SIL
21 Apollo Gold Corp 0000938113 AGT
22 Arthrocare Corp 0001005010 ARTC
23 Audible Inc 0001077926 ADBL
24 Audiovox Corp 0000807707 VOXX
25 Bay View Capital Corp 0000840387 BVC

1  2  3  4  5  

Alternatively, clicking on the 404 'not effective' reason codes from either the filer record or statistical schedules will bring up various summary reports as shown in the partial listings below:

Lookup Top Ten 'Not Effective' Reason Codes

Period: 2004

Return

Views:  Filers  Firms

Top 10 Highest

Filer Name

CIK Number

Firm ID

Reasons

Fees

Interpublic Group Of Companies Inc 0000051644 PWC-US 17 $ 92,670,100
UT Starcom Inc 0001030471 PWC-US 11 $ 12,334,780
Biolase Technology Inc 0000811240 PWC-US 10 $ 2,699,667
Hollinger International Inc 0000868512 KPMG-US 9 $ 9,706,358
Sirva Inc 0001181232 PWC-US 9 $ 5,283,200
Loudeye Corp 0001064648 MOSS 9 $ 404,758
Service Corporation International 0000089089 PWC-US 8 $ 6,862,192
Covansys Corp 0001028461 PWC-US 7 $ 4,753,000
99 Cents Only Stores 0001011290 DT-US 7 $ 2,851,000
Audiovox Corp 0000807707 GT-US 7 $ 5,403,000
Total $ 142,968,055

Lookup 'Not Effective' Reason Codes

Period: 2004

Return

Code*

Reason Description

Filers

Avg. Fees

Avg. Revenues

Avg. Assets

10000 Control environment - general entity level

12

$ 19,231,147

$ 11,846,990,167

$ 69,678,785,000
20000 Accounting & finance - GAAP

14

$ 11,012,117

$ 3,762,582,615

$ 4,896,738,040
20010 Accounting & finance - policies & procedures

21

$ 10,296,647

$ 4,259,017,095

$ 4,831,963,333
20020 Control design & implementation

9

$ 13,252,225

$ 1,096,259,556

$ 2,846,741,556
21010 Accounting - staffing/personnel: resources (experienced/trained), segregation

45

$ 8,132,664

$ 2,338,407,085

$ 3,880,841,171
34000 Revenue - timing, recognition

23

$ 13,675,299

$ 5,820,347,173

$ 37,279,928,366
50000 Monitoring - general entity level

7

$ 17,493,574

$ 1,532,556,811

$ 3,577,716,795

* Averages are cumulative for each reason code/category reported.

PS2 also allows users to access 404 categories by audit firm, and provides links to detailed 404 CPA audit firm listings, including applicable office/filer summary reports, as shown in the partial listings below:

Lookup Assurance Opinion By CPA Firm - Qualified

Period: 2004

Return

Views:  Filers  Firms

Firm Name

Firm ID

Total Fees

Clients

Offices

KPMG LLP KPMG-US

$ 96,279,174

40

23
Marcum & Kliegman LLP MK

$ 1,600,000

2

2
Moss Adams LLP MOSS

$ 404,758

1

1
Odenberg, Ullakko, Muranishi & Co. LLP OUM

$ 195,820

1

1
PricewaterhouseCoopers LLP PWC-CA

$ 27,883,000

1

1
PricewaterhouseCoopers LLP PWC-US

$ 350,879,971

56

24
Stonefield Josephson, Inc. STJ

$ 549,951

1

1
Whitley Penn WHP

$ 66,026

1

1

Totals

$ 747,267,243

194

117
Firms: 19

Lookup CPA Firm Office Filer - 404 Qualified Opinion

 
CPA Firm ID:

Firm Name: PricewaterhouseCoopers LLP  [BackChannelReport]   [Client Gains & Losses]

Firm ID: PWC-US  (United States)

Firm Clients: All  CPAs: Office
Period: 2004 * Headquarters

OID

City

State

Country

Total Fees

Clients

Average

639 Irvine (Orange County) CA US

$ 4,591,475

2

$ 2,295,738
643 Los Angeles CA US

$ 2,907,000

1

$ 2,907,000
659 San Francisco CA US

$ 5,433,699

2

$ 2,716,850
609 San Jose CA US

$ 24,754,143

10

$ 2,475,414
606 Denver CO US

$ 2,742,225

2

$ 1,371,112

Totals

$ 350,879,971

56

$ 6,265,714
Offices: 24

There are many other 404 statistical schedules available to PS2 subscribers, including a top level management report:

Lookup 404 Summary Report

Period: 2004

Return

Management Assessment

Filers

Total Fees

Avg. Fees/Filer

% Rev.

NA  Not Applicable

7,930

$ 6,522,083,983

$ 822,457

0.1%
E  Effective

1,990

$ 5,269,899,719

$ 2,648,191

0.11%
N  Not Effective