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Disclosure Information
Back Channel Report
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Compliance & Enforcement
• Sarbanes-Oxley provides a complete cross-referenced index of SEC filers, audit firms, offices, CPAs, services, fees, compliance/enforcement actions and other critical disclosure information. Go here for a quick tour or here to get started.
• Trust, but verify.
The Back Channel Report is an audit firm compliance/enforcement disclosure, benchmarking and risk analysis system designed for audit committees, executives, institutions and others. Read an overview
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Sarbanes-Oxley Act
Sarbanes-Oxley
Sarbanes-Oxley allows firms to stay abreast of the proposed and final rules and regulations issued by the SEC to implement the Sarbanes-Oxley Act (SOX).
• Get a free SOX 202 audit fee disclosure calculator. Go here for details.
• Click here to access the newest SEC rules and regulations with cross-references to specific SOX sections.
• Access and search, by section or key-word, the complete annotated and indexed on-line Act here.
Accounting Oversight
Compliance Services
Karl Nagel & Co.
KN&Co. provides assistance to companies faced with complying with the record keeping and disclosure requirements of the Sarbanes-Oxley Act (SOX).
• Go here to read KN&Co.'s COSO compliant SOX disclosure and internal controls primer, including risk/control matrices, self-assessment questionnaires and audit testing programs designed to meet SEC rules related to SOX Sections 302/404.
• Click here to see an SOX accounting oversight compliance manual, including self-assessment questionnaires covering auditor independence, corporate responsibilities and financial disclosures.
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